Regulatory Information

Please see below for our regulatory information:

J & E Davy Unlimited Company, Davy Global Fund Management Limited, Davy Global Fund Management Luxembourg S.A., J & E Davy (UK) Limited, Davy Corporate Finance Unlimited Company, Advance Fund Management Limited and Davy Securities Unlimited Company are part of the Davy Group of companies.  J & E Davy Unlimited Company, trading as Davy, Davy Private Clients, Davy Capital Markets, Davy Select, Davy Institutional Consulting, Davy Real Estate and Davy Research, is regulated by the Central Bank of Ireland.  

In the UK, J & E Davy Unlimited Company, trading as Davy, Davy Private Clients, Davy Capital Markets and Davy Research, is authorised by the Financial Conduct Authority and with deemed variation of permission. Subject to regulation by the Financial Conduct Authority. Details of the Temporary Permissions Regime, which allows EEA-based firms to operate in the UK for a limited period while seeking full authorisation, are available on the Financial Conduct Authority’s website. Davy Global Fund Management Limited, trading as Davy Global Fund Management, is regulated by the Central Bank of Ireland.

In the UK, Davy Global Fund Management Limited, trading as Davy Global Fund Management, is deemed authorised and regulated by the Financial Conduct Authority. Details of the Temporary Permissions Regime, which allows EEA-based firms to operate in the UK for a limited period while seeking full authorisation, are available on the Financial Conduct Authority’s website.

In Luxembourg, Davy Global Fund Management Limited is authorised by the Central Bank of Ireland and is subject to limited regulation by the Commission de Surveillance du Secteur Financier. Details about the extent of our authorisation and regulation by the Financial Conduct Authority and Commission de Surveillance du Secteur Financier are available from us upon request. Davy Global Fund Management Luxembourg S.A. (‘the Company’) is registered with the RCS under no. B124965 with the registered office at 1, rue Hildegard von Bingen, L-1282 Luxembourg, G.D. Luxembourg. The Company is supervised by the CSSF as a Management Company authorised under Chapter 15 of the Law of 17 December 2010 with number S00000727 and an Alternative Investment Fund Manager according to the Law of 12 July 2013 with number A00000148.

Davy Private Clients UK and Davy UK are the trading names of J & E Davy (UK) Limited.  J & E Davy (UK) Limited is authorised and regulated by the Financial Conduct Authority.
Davy Corporate Finance Unlimited Company is regulated by the Central Bank of Ireland. In the UK, Davy Corporate Finance Unlimited Company is deemed authorised and regulated by the Financial Conduct Authority. Details of the Temporary Permissions Regime, which allows EEA-based firms to operate in the UK for a limited period while seeking full authorisation, are available on the Financial Conduct Authority’s website.

Advance Fund Management Limited is regulated by the Central Bank of Ireland.

Davy Securities Unlimited Company is regulated by the Central Bank of Ireland.

Davy Securities Unlimited Company is a member of FINRA and SIPC.