Client Asset Information.

Client Asset Key Information

This document is for retail clients and provides key information in relation to how your assets are held and protected including:

  • The key features of the Client Asset Requirements of the Investment Firms Regulations 2017;

  • An explanation of what constitutes client assets under the Client Asset Requirements;

  • The circumstances in which the Client Asset Requirements apply and do not apply;

  • An explanation of when Davy will hold client assets itself, and when client assets will be held by a third party; and

  • The arrangements applying to the holding of client assets and the relevant risks associated with these arrangements



List of Counterparties 


Frequently Asked Questions - Client Assets

We have drafted a series of frequently asked questions to provide you with further information on how Davy holds and protects your assets.