• The key features of the 2015 Client Asset Regulations;
  • An explanation of what constitutes client assets under the Client Asset Regulations;
  • The circumstances in which the Client Asset Regulation apply and do not apply;
  • An explanation of when Davy will hold client assets itself, and when client assets will be held by a third party; and
  • The arrangements applying to the holding of client assets and the relevant risks associated with these arrangements.



Client Account Key Information Document


Client Account Key Information Document


List of Counterparties 

List of Counterparties with whom client assets may be held